Rethinking Aristotle: The Unwarranted Rejection of ‘Final Causation’ in Modern Evolutionary Biology

Why is the polar bear’s fur white? Why does the snake have the ability to unhinge its jaw? At first consideration, the answers to these questions are fairly straightforward. A polar bear has white fur for camouflage and the snake can unhinge its jaws to eat large prey. However, behind these questions lies a larger question, a question that is not directly answerable by describing the function of a certain feature. This question is of final causation, purpose or teleology. Does the polar bear have white fur because camouflage was the purpose of white fur? Is the snake’s unique unhinging jaw a result of a purposed process, with eating as a goal? Or are these features just the accidental by-products of the purposeless mechanism of evolution? Aristotle was under the impression that you do not fully understand an object unless you understand all of its explanations, including teleology, which Aristotle referred to as ‘the final cause’. Is that standard of explanation accepted today? And if we don’t embrace a teleological explanation today, is that rejection justified?

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“Aristotle was one of the greatest philosophers and scientists the world has ever seen”. (Dunn, 2005) He was one of the first people to propose a formal logical system, a functioning ethical system, a methodology concerning causality and a systematic way of studying the natural world. During his study of the natural world, he spent a large portion of his time studying life; a field that we now know of as biology. “Aristotle’s studies encompassed the entire world of living things. Many of his descriptions and classifications remain sound today” (Dunn, 2005)

In addition to his study and classification of organisms in the natural world, Aristotle had a very specific way of looking at natural and man-made objects. In Metaphysics, Aristotle explains the 4 different types of aition, often translated as ‘explanations’ or causes’. He believed that in order to fully understand something, you have to understand it in light of the four causes. If you didn’t understand all four of the causes, you didn’t actually understand the object in question.

According to Aristotle:
“Cause’ means: (a) in one sense, that as the result of whose presence something comes into being… (b) in another sense, the form or pattern; that is, the essential formula and the classes which contain it… (c) The source of the first beginning of change or rest… in general that which produces is the cause of that which is produced, and that which changes of that which is changed. (d) The same as “end”; i.e. the final cause”. (Metaphysics, book V)

The 4 Aristotelian causes are now understood as (a) the material cause; (b) the formal cause; (c) the efficient cause and (d) the final cause.

The material cause is simply the material out of which the object is made. For example, a statue’s material cause may be marble, bronze or stone. The material cause of human beings would be the wide variety of chemicals, proteins, enzymes, tissues, etc that make up our bodies. The formal cause is the shape of the object in question. For example, a statue’s formal cause would be the shape of a statue itself (a human body, a tree, etc) and the formal cause of human beings would be the shape of a human person. The efficient cause is the primary source of the object. The artist would be the efficient cause of the statue, and the father and mother would both be efficient causes of a human being.

And lastly, the final cause is the purpose for which the object was created. The final cause of a statue may be entertainment or beauty, or perhaps a memorial of someone/something. The final cause of a human being, according to Aristotle, was eudaimonia. In Nicomachean Ethics, Aristotle uses the term eudaimonia to describe an overall sense of happiness, joy and well-being.  Eudaimonia is gained by the proper development of one’s character and the pursuit of arête, often translated as excellence.

The final cause in Aristotle’s Biology

For Aristotle, it was uncontroversial to suggest that all objects, human beings and other animals included, have a final cause (or a telos). When classifying organisms into different categories, Aristotle would take all four causes into account, and from an analysis of those causes, would place organisms in different categories. This ancient classification system is a precursor of more modern taxonomic classification systems developed by scientists like Carl Linnaeus (1707 – 1778). In part 1 of De Partibus Animalium (On the Parts of Animals), Aristotle makes it very clear that final causation applies in the world of biology.

He says:
There are then two causes, namely, necessity and the final end… It is plain then that there are two modes of causation, and that both of these must, so far as possible, be taken into account in explaining the works of nature, or that at any rate an attempt must be made to include them both; and that those who fail in this tell us in reality nothing about nature. For primary cause constitutes the nature of an animal much more than does its matter. (Aristotle, De Partibus Animalium)

Aristotle is saying (according to Richard McKeon), “Biological processes are purposive because they are adapted to ends. The generative power of a seed generates a plant of an animal of a particular kind.” (McKeon, 1973) Aristotle also makes an analogy to a house, where he shows that an explanation that does not include a final causation is inadequate.

He says,
“The best course appears to be that we should follow the method already mentioned, and begin with the phenomena presented by each group of animals, and, when this is done, proceed afterwards to state the causes of those phenomena, and to deal with their evolution. For elsewhere, as for instance in house building, this is the true sequence. The plan of the house, or the house, has this and that form; and because it has this and that form, therefore is its construction carried out in this or that manner. For the process of evolution is for the sake of the thing finally evolved, and not this for the sake of the process.” (McKeon, 1973)

In addition to understanding the existence of organisms in a teleological sense, Aristotle also seemed to have an understanding of something similar to natural selection, but he understood it as potentially having a telos.

He says:
“Why then should it not be the same with the parts in nature, e.g. that our teeth should come up of necessity-the front teeth sharp, fitted for tearing, the molars broad and useful for grinding down the food-since they did not arise for this end, but it was merely a coincident result; and so with all other parts in which we suppose that there is purpose? Wherever then all the parts came about just what they would have been if they had come be for an end, such things survived, being organized spontaneously in a fitting way.” (Physicae Auscultationes, book 2, part 8)

The absence of a telos in modern evolutionary biology

From the words of Aristotle himself, it is obvious that he embraced all 4 aition when talking about biological organisms. However, the idea that organisms have a purpose/telos is totally foreign to most contemporary evolutionary biologists. Teleological language is deliberately avoided because of the commitment to an unguided process of evolution. As textbook authors Scott Freeman and Jon C. Herron point out in their book, Evolutionary Analysis, “Natural selection adapts populations to conditions that prevailed in the past, not conditions that might occur in the future. There is a common misconception that organisms can be adapted to future conditions, or that selection can look ahead in the sense of anticipating environmental changes during future generations. This is impossible. Evolution is always a generation behind any changes in the environment.” This sort of explanation seems directly at odds with Aristotelian teleological thinking. If “evolution is always a generation behind any changes in the environment”, in what sense can we say that it has a telos of any kind?

This line of thinking is not unique. As Dr. Stephen Jay Gould says:
“The difficulties lie not in this simple mechanism but in the far-reaching and radical philosophical consequences – as Darwin himself well understood – of postdating a causal theory stripped of such conventional comforts as a guarantee of progress a principle of natural harmony, or any notion of an inherent goal or purpose. Darwin’s mechanism can only generate local adaptation to environments that change in a directionless way through time, thus imparting no goal or progressive vector to life’s history. … Moreover, although organisms may be well designed and ecosystems harmonious, these broader features of life arise only as consequences of the unconscious struggles of individual organisms for personal reproductive success, and not as direct results of any natural principle operating overtly for such ‘higher’ goods” (Zimmer, 2001)

Regarding Darwin’s theory of evolution, philosopher of science Daniel Dennett said, “If I were to give an award for the single best idea anyone has ever had, I’d give it to Darwin, ahead of Newton and Einstein and everyone else. In a single stroke, the idea of evolution by natural selection unifies the realm of life, meaning, and purpose with the realm of space and time, cause and effect, mechanism and physical law. But it is not just a wonderful scientific idea. It is a dangerous idea.” In response to the idea that Darwin’s theory is ‘dangerous’, Richard Hutton explains that evolution is “dangerous because, writ large, it could be seen as countering the notion that there is some greater meaning in life than simply the here and now.”

In Dr. Dennett’s book, Darwin’s Dangerous Idea, he explores the history of evolutionary thinking, starting from the time around when Darwin began formulating his ideas. Dennett summarizes the first chapter by saying, “Before Darwin, a ‘mind-first’ view of the universe reigned unchallenged; an intelligent God was seen as the ultimate source of all Design, the ultimate answer to any chain of ‘why?’ questions. Even David Hume, who deftly exposed the insoluble problems with this vision, and had glimpses of the Darwinian alternative, could not see how to take it seriously.” Dennett is under the impression that there is somewhat of a dichotomy between the position that God may exist and that evolution may be a reality. He sees the two as alternatives, indicating that there may be a fundamental incompatibility between the two. This is not uncommon amongst modern atheist scientists and philosophers. As ecologist Richard Dawkins once remarked, “… although atheism might have been logically tenable before Darwin, Darwin made it possible to be an intellectually fulfilled atheist” (Dawkins, 1986).

Aristotle’s first three aitia in modern evolutionary biology

Screen Shot 2014-02-13 at 1.50.04 PMIt would seem that modern evolutionary biologists have largely rejected the 4th and final cause, but what of the other causes? Are they rejected as well? It would seem that they are not rejected whatsoever. In fact, they are all fully embraced by nearly all evolutionary biologists.

For the sake of analysis, consider the recent evolutionary development of dogs. Aristotle’s first cause, the material cause, is the most obviously embraced. Modern dogs are made of tissues, proteins, amino acids and ultimately, atoms. This is the material that makes up a dog, the material aitia. Aristotle’s second cause, the formal cause, is the shape of the object. A dog has, broadly speaking, the shape of other organisms within the taxonomic rank of family, Canidae. While modern taxonomy isn’t divided into categories based solely on physical appearance, every member of the Canidae family has certain distinguishing features. These features include relatively long legs and bodies, non-retractile claws, forward-facing eyes, and carnassial teeth (used for shearing flesh). (Macdonald, 2012) Aristotle’s third cause, the efficient cause, is the source or the agent responsible for the existence of the organism. Looking at it simply, the efficient cause of a dog would be it’s biological parents. However, from a more evolutionary perspective, the efficient cause of the dog is the process of evolution itself. The “Darwinian mechanism” of evolution by mutations and natural selection is the [non-conscious] agent responsible for the dog’s existence. If the other causes are non-controversial, what is it about the final cause that encourages such teleological avoidance? Did Darwin’s introduction of evolution really make teleology a thing of the past? Darwin didn’t seem to think so.

Darwin’s Teleology

According to Daniel Dennett, “Darwin conclusively demonstrated that, contrary to ancient tradition, species are not eternal and immutable; they evolve. The origin of new species was shown to be the result of ‘descent with modification.’ Less conclusively, Darwin introduced the idea of how this evolutionary process took place: via a mindless, mechanical – algorithmic – process he called ‘natural selection’. This idea, that all the fruits of evolution can be explained as the products of an algorithmic process, is Darwin’s dangerous idea.” (Denett, 1995).  Like Dennett, many modern scientists view Darwin’s contribution to the intellectual community as a reason to reject purpose. But is that what Darwin himself saw as the ramifications of evolution by natural selection?

Darwin’s most widely recognized work on evolution is “On the Origin of Species by Means of Natural Selection, or the Preservation of Favoured Races in the Struggle for Life” (often referred to as “The Origin of Species”). In his book, Darwin lays out his thoughts regarding evolutionary change and the evidence that lead him to his conclusion. He does not, however, seem to throw out the concept of God as many of his contemporaries do.

To quote Charles Darwin himself: Screen Shot 2014-02-13 at 1.50.24 PM
“Authors of the highest eminence seem to be fully satisfied with the view that each species has been independently created. To my mind it accords better with what we know of the laws impressed on matter by the Creator, that the production and extinction of the past and present inhabitants of the world should have been due to secondary causes, like those determining the birth and death of the individual. When I view all beings not as special creations, but as the lineal descendants of some few beings which lived long before the first bed of the Silurian system was deposited, they seem to me to become ennobled.

Additionally, Darwin doesn’t throw out the concept of teleology as many of his contemporaries have. After Darwin originally published The Origin of Species, Asa Gray reviewed it and said, “… Darwin’s great service to natural Science in bringing back to it Teleology: so that instead of Morphology versus Teleology, we shall have Morphology wedded to Teleology.” After reading Gray’s observation, Darwin responded, “What you say about Teleology pleases me especially and I do not think anyone else has ever noticed the point.” As it relates to Aristotelian causes, Darwin used the term “Final Cause” in his ‘Species Notebooks’ when referring to the purpose of particular aspects of biology. (Lennox, 1993) Darwin was not unfamiliar with Aristotle’s final cause, and it would seem that Darwin’s teleological language might not have been accidental.

A small vestige of teleological thinking remains

While it is likely that Darwin was using teleological language deliberately, most of modern biology has thrown out the concept altogether, for reasons presented earlier. But not everyone in the scientific community avoids teleological language; some scientists see it as valuable.
According to philosopher and biologist Francisco Ayala, an Aristotelian approach says that:
“In order “to fully understand an object we need to find out, among other things, its end; what function does it serve or what results it produces. An egg can be understood fully only if we consider it as a possible chicken. The structures and organs of animals have functions, are organized towards certain ends. Living processes proceed towards certain goals. Final Causes, for Aristotle, are principles of intelligibility; they are not in any sense active agents in their own realization.” (Ayala, 1970)

From Ayala’s perspective, the proper way to understand something is to understand what function is serves. This is not necessarily a divine hand in the process, but a necessary condition for proper understanding of biology. A polar bear’s white fur really is for camouflage and the snake can unhinge its jaws in order to eat large prey. But these things are not ‘for something’ in a designed sense; they are ‘for something’ in a functional sense. Ayala believes that this understanding fits perfectly into a proper understanding of Aristotle’s Final Cause. A cause need not be designed for an externally defined purpose to rightfully be considered an Aristotelian Final Cause.

From Aristotle’s perspective, unless you understand all four causes (the final, teleological cause included), you do not actually understand the object in question. While many evolutionary biologists have assumed that evolution is necessarily a purposeless process, Darwin himself did not agree. He did not dispute Asa Gray when he suggested that his theory united the two fields of teleology and morphology. And if Francisco Ayala is right, then Aristotle’s final cause fits perfectly within the framework of modern evolutionary biology, albeit in a way that isn’t necessarily indicative of top-down design. Ultimately, the question about teleology does not seem to be a question that cannot be solved by considering the science alone; we must consider the arguments from philosophy. A persuasive case has yet to be made for the absence of teleology in modern evolutionary biology, in spite of the strong teleological avoidance behavior exhibited by many evolutionary biologists. Therefore, the rejection of teleology in modern evolutionary biology is unwarranted, and modern biologists must take another look at Aristotle’s final cause.

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References

  • Aristotle, De Partibus Animalium. Translated by William Ogle. Last updated 2013. Retrieved from http://ebooks.adelaide.edu.au/a/aristotle/parts/index.html
  • Ayala, Francisco J. 1970. Teleological Explanations in Evolutionary Biology. Philosophy of Science, Vol. 37.
  • Darwin, Charles. 2004 edition. The Origin of Species. Introduction and Notes by George Levine. Barnes and Noble Classics.
  • Dawkins, Richard. 1986. The Blind Watchmaker – Why The Evidence of Evolution Reveals a Universe without Design. W. W. Norton & Company.
  • Dennett, Daniel C.1995. Darwin’s Dangerous Idea – Evolution and the Meanings of Life. Simon & Schuster.
  • Dunn, P. M. 2005. Aristotle (384 – 322 BC): Philosopher and scientist of ancient Greece. Perinatal Lessons from the Past
  • Lennox, James G. 1993. Darwin was a Teleologist. Biology and Philosophy. Kluwer Academic Publishers.
  • Macdonald, David W., 20120. The Encyclopedia of Mammals (3 ed). Online version. Oxford University Press.
  • McKeon, Richard. 1973. Introduction to Aristotle. The University of Chicago Press, Chicago and London.
  • Müller-Wille, Staffan. Carolus Linnaeus. 2013. In Encyclopaedia Britannica. Retrieved from http://www.britannica.com/EBchecked/topic/342526/Carolus-Linnaeus
  • Scott Freeman and Jon C. Herron. 2007. Evolutionary Analysis, 4th edition. Pearson Benjamin Cummings
  • Zimmer, Carl. 2001. Evolution, The Triumph of an Idea. Harper Collins Publishing.

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This paper was originally my final paper in my Ancient Philosophy class at SUNY at Buffalo State College. It was also published at the Pillars Institute website.

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